ISSN 1008-2204
CN 11-3979/C

中国高新技术企业全要素生产率估计与分析基于非参数模型

Estimation and Analysis of Total Factor Productivity of High-Tech Enterprises in ChinaBased on Nonparametric Model

  • 摘要: 高新技术企业是新时期高水平推进新型工业化的重要主体,也是新质生产力的主要推动者,其创新水平如何,是各界关心的重要问题。研究使用2013—2019年国家高新区企业的微观数据,构建非参数生产函数模型,放松了投入要素对产出具有线性影响的假设,并考虑高新技术企业进行投入要素投入决策时可能存在的内生性问题,利用两阶段非参数法估计高新技术企业的生产函数,计算得到企业层面的全要素生产率,从全要素生产率角度分析其创新水平。结果表明,初创高新技术企业的全要素生产率较低,总产出的提升仍处在前期要素积累阶段,主要依赖各投入要素的投入,总产出对资本要素投入较为敏感,且不同技术领域企业间的全要素生产率存在异质性。研究发现,制造型出口企业全要素生产率显著高于非出口企业,服务型出口企业全要素生产率与非出口企业无显著差异。研究为政府提供了促进中国高新技术企业发展的政策建议。

     

    Abstract: High-tech enterprises are the important subject to promote new industrialization at a high level in the new era, and the main driver of new quality productive forces. Their innovation level is an important issue of concern to people in all walks of life. Based on the micro-data of enterprises in the national high-tech zones from 2013 to 2019, the paper constructs a non-parametric production function model, relaxes the assumption that input factors have a linear impact on output, and considers the endogenous problems that may exist when high-tech enterprises make decisions on the input factors. In addition, it uses the two-stage nonparametric method to estimate the production function of high-tech enterprises and calculates the total factor productivity at the enterprise level, thus analyzing their innovation level from the perspective of total factor productivity. The results show that the total factor productivity of start-up high-tech enterprises is relatively low. This means that the improvement of total output is still in the early stage of factor accumulation and mainly dependent on the input of various input factors. What’s more, the total output is more sensitive to the input of capital factors, and there is heterogeneity in the total factor productivity among enterprises in different technical fields. The study finds that the total factor productivity of manufacturing export enterprises is significantly higher than that of non-export enterprises, and there is no significant difference between the total factor productivity of service export enterprises and non-export enterprises. This study provides policy recommendations for the government to promote the development of high-tech enterprises in China.

     

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