ISSN 1008-2204
CN 11-3979/C

自主手术机器人伦理挑战与系统性伦理治理体系探析

Ethical Challenges of Autonomous Surgical Robots and the Construction of a Systemic Ethical Governance Framework

  • 摘要: 人工智能与机器人技术的深度融合推动手术机器人从辅助工具向具备自主性的主体演进。这一演进不仅是技术的迭代,更预示着外科手术范式及其医患关系、责任结构、信任基础的深刻变革。通过梳理手术机器人自主性分级体系及技术演进路径,从伦理层面论证自主手术机器人的正当性基础等方面,进而聚焦临床应用场景,识别自主手术机器人相较于主从式手术机器人在责任归属、决策透明度、安全可靠性三大维度引发的核心伦理问题。在此基础上,进一步剖析国内外主要经济体现行治理框架的局限,提出构建系统性的伦理治理体系的三大核心机制:黑匣子记录责任链路审查机制、算法透明度分级审查及抽查机制、韧性安全管理与监测机制。探究突破原则性讨论的局限,可以为自主手术机器人的负责任创新与临床应用提供可操作的治理框架,为前瞻性监管政策与行业标准制定提供学术支撑,引导相关技术创新与患者福祉、社会价值的协调发展。

     

    Abstract: The deep integration of artificial intelligence and robotics technology has propelled surgical robots from auxiliary tools to autonomous entities. This evolution not only represents technological iteration but also heralds profound transformations in the surgical paradigms, including the doctor-patient relationships, responsibility structures, and trust foundation. By reviewing the autonomy classification system and technological evolution path of surgical robots, this study justifies the legitimacy basis of autonomous surgical robots from the ethical perspective. Focusing on clinical application scenarios, it identifies core ethical issues (relative to traditional master-slave surgical robots) in three key dimensions: responsibility attribution, decision-making transparency, and safety reliability. It further analyzes limitations of existing governance frameworks in major economies worldwide, and proposes a systematic ethical governance system, encompassing three core mechanisms: a black box recording responsibility chain and review mechanism, an algorithm transparency grading review and spot check mechanism, and a resilient security management monitoring mechanism. This exploration, which transcends the limitations of principled discussions, provides an operational governance framework for the responsible innovation and clinical application of autonomous surgical robots, offers academic support for the forward-looking regulatory policies and industry standards, and guides the coordinated development of related technological innovations with patient welfare and social values.

     

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