ISSN 1008-2204
CN 11-3979/C

中国高新技术企业全要素生产率估计与分析基于非参数模型

Research on Productivity Estimation of Chinese High-Tech EnterprisesBased on Nonparametric Model

  • 摘要: 高新技术企业是新时期高水平推进新型工业化的重要主体,也是新质生产力的主要推动者,其创新水平如何,是各界关心的重要问题。研究使用2013—2019年国家高新区企业的微观数据,构建非参数生产函数模型,放松了投入要素对产出具有线性影响的假设,并考虑高新技术企业进行投入要素投入决策时可能存在的内生性问题,利用两阶段非参数法估计高新技术企业的生产函数,计算得到企业层面的全要素生产率,从全要素生产率角度分析其创新水平。结果表明,初创高新技术企业的全要素生产率较低,总产出的提升仍处在前期要素积累阶段,主要依赖各投入要素的投入,总产出对资本要素投入较为敏感,且不同技术领域企业间的全要素生产率存在异质性。研究发现,制造型出口企业全要素生产率显著高于非出口企业,服务型出口企业全要素生产率与非出口企业无显著差异。研究为政府提供了促进中国高新技术企业发展的政策建议。

     

    Abstract: The high-tech enterprise is an important subject for promoting new industrialization at a high level in the new era, and a main driver of new quality productive forces. The production efficiency and innovation level of high-tech enterprises is an important issue of concern to scholars. Using the microscopic data of enterprises in the national high-tech zone from 2013 to 2019, we construct the non-parametric production function model. The assumption that production factors have a linear impact on output is relaxed, and the endogenous problems that may exist when high-tech enterprises make decisions on the input of production factors are considered. The production function of high-tech enterprises is estimated by using the two-stage nonparametric method. The productivity at the enterprise level is calculated and analyzed. The result shows that the total factor productivity of start-up high-tech enterprises is low, which means the improvement of total output is still in the early stage of factor accumulation and mainly dependent on the input of various production factors. What’s more, the total output is more sensitive to the input of capital factors. There is heterogeneity in the productivity of enterprises in different technical fields. The productivity of manufacturing export enterprises is significantly higher than that of non-export enterprises, and the type of foreign trade has no significant impact on service-oriented enterprises. This paper provides policy recommendations for the government to promote the development of high-tech enterprises in China.

     

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